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Saturday, December 25, 2021

Bertrand's Postulate

 I have always been fascinated by Bertrand's Postulate, the claim that there is always a prime number between n and 2n. When I first heard about it as an undergraduate, I tried proving it for myself but was not able to. I'd like to present here what appears to be a now standard proof of the fact due to Erdös. I am basing my exposition on two articles, one by Aigner and Ziegler from the book "Proofs from the book" as well as a PDF found on Franz Lemmermeyer's webpage.  Lemmermeyer has a short section on Bertrand's Postulate which appears to be largely based on the the Aigner-Ziegler article, but he also has a nice exposition on getting some Prime Number Theorem type estimates, which I want to talk about in my next post.

Let \Theta(x) be the product of all primes less than or equal to x. More generally, let \Theta(x,y) be the product of all primes in the interval [x,y].

Here's a neat fact:

Proposition: \Theta(x)\leq 4^{x-1} if x\geq 2.

Proof: 

Suppose we know the proposition inductively for all values less than k. If k is even, then \Theta(k)=\Theta(k-1), so \Theta(k)<4^{k-1}<4^k. If k=2m+1 is odd, consider the integer \binom{2m+1}{m}. By the Binomial theorem, \binom{2m+1}{m}<2^{2m+1}, but in fact, because there are two equal terms \binom{2m+1}{m}=\binom{2m}{m}, we get the better inequality  

\binom{2m+1}{m}<2^{2m}=4^m.

Moreover, we claim that \Theta(m+2,2m+1) divides  \binom{2m+1}{m}. To see this, notice that \binom{2m+1}{m} can be written as \frac{(2m+1)(2m)\cdots(m+2)}{m!}. Therefore, all of the primes in the range [m+2,2m+1] are factors of the numerator, and they are all larger primes than can be contained in the denominator.

Now \Theta(2m+1)=\Theta(m+1)\Theta(m+2,2m+1)

\leq\Theta(m+1)\binom{2m+1}{m}

<4^m\cdot 4^m=4^{2m}.

This completes the inductive step. \Box

In that argument, we used the upper bound \binom{2m+1}{m}<4^m. To proceed, we'll want a lower bound on \binom{2n}{n}. Consider the set of binomial coefficients \{\binom{2n}{0},\binom{2n}{1},\ldots\binom{2n}{2n}\}. The average value is the sum 2^{2n} divided by 2n+1. Since the middle term is the largest, we get the inequality \binom{2n}{n}>\frac{2^{2n}}{2n+1}. In fact, we can improve this to \binom{2n}{n}>\frac{2^{2n}}{2n}, by considering the set \{\binom{2n}{0}+\binom{2n}{2n},\binom{2n}{1},\binom{2n}{2},\cdots,\binom{2n}{2n-1}\} instead.

Next, we'll look at what we can say about primes appearing in N=\binom{2n}{n}. It is quite easy to check that no prime in the range (2/3n,n] is a divisor of N. Think of n=\frac{(2n)(2n-1)\cdots(n+1)}{n!}, and notice that p appears once in the denominator, 2p appears once in the numerator, while 3p is already out of range. A less obvious pair of facts is the following:

Proposition:  

(a) If a prime p satisfies p>\sqrt{2n}, then it appears at most once in \binom{2n}{n}.

(b) The exponent of p in \binom{2n}{n} is less than or equal to 2n.

Proof:

The proof  of both these facts uses the Legendre formula that n! contains the prime factor p exactly \sum_{k\geq 1}\lfloor \frac{n}{p^k}\rfloor times. (Incidentally, the Beast Academy 5th Grade Series from AoPS proves this quite nicely, though not using all of the fancy language.)

So the exponent of p in N is given by \sum_{k\geq 1}(\lfloor \frac{2n}{p^k}\rfloor-2\lfloor\frac{n}{p^k}\rfloor).

It is a simple exercise to check that \lfloor 2x\rfloor- 2\lfloor x\rfloor\in\{0,1\}, so each summand is at most 1. Moreover the summands vanish as soon as p^k>2n, so we can say that the exponent of p in N is at most \operatorname{max}\{k:p^k\leq 2n\}. This immediately implies statement (b) of the proposition.

To prove (a), notice that if p>\sqrt{2n}, the largest power of p less than 2n is 1, so its exponent in N will be at most 1. \Box

Let \nu_p be the exponent of p in N. Write

N=\prod_{p\leq \sqrt{2n}}p^{\nu_p} \cdot\prod_{\sqrt{2n}<p<\frac{2}{3}n}p^{\nu_p}\cdot\prod_{n<p\leq 2n}p.

Notice that we removed the range [\frac{2}{3}n,n] since there are no prime factors of N here. In a similar way to how we argued previously for \binom{2m+1}{m}, every prime from n to 2n definitely appears with exponent 1. We can also note that the exponents on the middle term must be either 0 or 1. Now we know that p^{\nu_p}<2n from the (b) statement in the above proposition. So we have N\leq (2n)^{\sqrt{2n}}\cdot (4^{\frac{2}{3}n})\cdot (2n)^{P(n)},

where P(n) denotes the number of primes between n and 2n. Recall that we are trying to show P(n)>0 in order to establish Bertrand's Postulate. On the other hand N>\frac{4^n}{2n}, so we get the following inequality:

4^{\frac{n}{3}}<(2n)^{\sqrt{2n}+1+P(n)},

and taking logarithms, we have

P(n)>\frac{2n}{3\log_2(2n)}-(\sqrt{2n}+1).

Now we are basically done. The term \frac{2n}{3\log_2(2n)} is going to dominate \sqrt{2n}+1 in the long run, and in fact one can check that the right hand side is positive after n=468. One can then just verify by hand or computer that P(n)>0 for n<468. In fact one just needs to find a sequence of primes where each is smaller than twice the previous until you exceed 468. 

It is interesting to notice that this argument establishes a lot more than Bertrand's Postulate. Not only does it show P(n)>0, but it give a pretty substantial lower bound of \frac{2n}{3\log_2(2n)}-(\sqrt{2n}+1).

If we let \pi(n) denote the number of primes \leq n, clearly P(n)<\pi(2n), so we also get a lower bound on the number of primes.

\pi(2n)\geq \frac{2n}{3\log_2(2n)}-(\sqrt{2n}+1).

In fact, using the inequality \sqrt{2n}-1\geq \frac{21}{4}\log_2(2n) for n\geq 2^{11}, we get

\pi(2n)>P(n)>\frac{1}{7}\frac{2n}{\log_2(2n)}.

The Prime Number Theorem says that \pi(n) is asymptotically the same as \frac{n}{\log n}, so this estimate is in the same ballpark. 

As a step toward the prime number theorem Chebyshev proved that c_1 \frac{n}{\log n}\leq \pi(n)\leq c_2 \frac{n}{\log n} for some positive constants c_1 and c_2. Our estimate for P(n) gives c_1=\frac{\ln 2}{7}. In our next post we will improve c_1 and find a c_2 that works, following Lemmermeyer's exposition.


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